News

Filter results
Filter by year
Sort by:

Search results

Showing 41 to 50 of 986 search results.

  1. FCA fines LJ Financial Planning Ltd £107,200

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.
  2. FCA confirms speculative mini-bond mass-marketing ban

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors.
  3. FCA publishes evaluation of its work on the financial advice market

    Press Releases Published: 03/12/2020 Last modified: 03/12/2020
    FCA publishes evaluation of its work on the financial advice market.
  4. 1 month to go: FCA reminds firms to be ready for end of transition period

    Press Releases Published: 01/12/2020 Last modified: 01/12/2020
    The FCA has reminded firms to be ready for the end of the transition period in 1 month’s time.
  5. Stephen Allen pleads not guilty to conspiracy to pervert the course of justice

    Press Releases Published: 25/11/2020 Last modified: 25/11/2020
    Stephen Allen pleads not guilty to FCA charge of conspiracy to pervert the course of justice.
  6. FCA charges Richard Jonathan Faithfull with one offence of money laundering

    Press Releases Published: 25/11/2020 Last modified: 11/02/2021
    Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act
  7. FCA fines TFS-ICAP £3.44 million for market misconduct

    Press Releases Published: 23/11/2020 Last modified: 23/11/2020
    The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.
  8. Treasury, Bank of England and FCA convene working group to facilitate investment in productive finance

    Press Releases Published: 20/11/2020 Last modified: 20/11/2020
    The Treasury, the Bank of England and the FCA are convening an industry working group to facilitate investment in productive finance.
  9. FCA confirms support for consumer credit customers impacted by coronavirus

    Press Releases Published: 19/11/2020 Last modified: 19/11/2020
    The FCA has confirmed updated guidance to firms setting out enhanced support that should be available to consumer credit customers experiencing payment difficulties as a result of coronavirus (Covid-19).
  10. FCA confirms support for mortgage borrowers impacted by coronavirus

    Press Releases Published: 17/11/2020 Last modified: 17/11/2020
    On 2 November, the Financial Conduct Authority (FCA) announced proposals to enhance support for borrowers affected by coronavirus (Covid-19).