Showing 1 to 10 of 1058 search results.

1. FCA proposes stronger requirements on oversight of appointed representatives

   Press Releases Published: 03/12/2021 Last modified: 03/12/2021
   FCA launches consultation on improving the appointed representatives regime and tackling harm from this model.

2. FCA confirms new Listing Rules to boost growth and innovation on UK stock markets

   Press Releases Published: 02/12/2021 Last modified: 02/12/2021
   We confirm a series of rule changes to ensure that the UK's public markets remain a trusted and attractive place to list successful companies.

3. FCA reforms decision-making to tackle consumer harm

   Press Releases Published: 26/11/2021 Last modified: 26/11/2021
   The FCA has reformed its decision-making process to ensure it can make faster and more effective decisions for consumers, markets and firms.

4. FCA announces proposals to improve outcomes for non-workplace pension customers

   Press Releases Published: 25/11/2021 Last modified: 25/11/2021
   We propose that firms offer a new 'default' investment option to help non-workplace pension customers save for their retirement

5. FCA proposes ban on debt packager referral fees to protect consumers

   Press Releases Published: 17/11/2021 Last modified: 17/11/2021
   We have proposed banning debt packager firms from being paid to refer customers on to other firms.

6. FCA confirms rules for legacy use of synthetic LIBOR rates and no new use of US dollar LIBOR

   Press Releases Published: 16/11/2021 Last modified: 16/11/2021
   FCA confirms it will allow temporary use of ‘synthetic’ sterling and yen LIBOR rates in all legacy LIBOR contracts, other than cleared derivatives, that have not been changed at or ahead of end-2021

7. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

   Press Releases Published: 12/11/2021 Last modified: 12/11/2021
   Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

8. FCA acts to help investors make more informed ESG investment decisions

   Press Releases Published: 03/11/2021 Last modified: 03/11/2021
   The FCA is committed to helping investors put Environmental, Social and Governance (ESG) matters at the heart of their investment decisions.

9. FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets

   Press Releases Published: 25/10/2021 Last modified: 25/10/2021
   Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA.

10. Latest FCA perimeter report calls for legislative change to protect consumers

    Press Releases Published: 21/10/2021 Last modified: 21/10/2021
    In the 2020/21 Perimeter Report, the FCA has called for legislative change to address concerns beyond its remit.