Showing 1 to 10 of 944 search results.

1. FCA publishes evaluation of its work on the financial advice market

   Press Releases Published: 03/12/2020 Last modified: 03/12/2020
   FCA publishes evaluation of its work on the financial advice market.

2. 1 month to go: FCA reminds firms to be ready for end of transition period

   Press Releases Published: 01/12/2020 Last modified: 01/12/2020
   The FCA has reminded firms to be ready for the end of the transition period in 1 month’s time.

3. Stephen Allen pleads not guilty to conspiracy to pervert the course of justice

   Press Releases Published: 25/11/2020 Last modified: 25/11/2020
   Stephen Allen pleads not guilty to FCA charge of conspiracy to pervert the course of justice.

4. FCA charges Richard Jonathan Faithfull with one offence of money laundering

   Press Releases Published: 25/11/2020 Last modified: 25/11/2020
   Following a joint investigation by the Financial Conduct Authority and City of London Police, the FCA has charged Richard Jonathan Faithfull with one offence of money laundering, contrary to Section 327 of the Proceeds of Crime Act

5. FCA fines TFS-ICAP £3.44 million for market misconduct

   Press Releases Published: 23/11/2020 Last modified: 23/11/2020
   The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.

6. Treasury, Bank of England and FCA convene working group to facilitate investment in productive finance

   Press Releases Published: 20/11/2020 Last modified: 20/11/2020
   The Treasury, the Bank of England and the FCA are convening an industry working group to facilitate investment in productive finance.

7. FCA confirms support for consumer credit customers impacted by coronavirus

   Press Releases Published: 19/11/2020 Last modified: 19/11/2020
   The FCA has confirmed updated guidance to firms setting out enhanced support that should be available to consumer credit customers experiencing payment difficulties as a result of coronavirus (Covid-19).

8. FCA confirms support for mortgage borrowers impacted by coronavirus

   Press Releases Published: 17/11/2020 Last modified: 17/11/2020
   On 2 November, the Financial Conduct Authority (FCA) announced proposals to enhance support for borrowers affected by coronavirus (Covid-19).

9. FCA commences High Court proceedings over unauthorised collective investment schemes

   Press Releases Published: 11/11/2020 Last modified: 11/11/2020
   The FCA has commenced High Court proceedings against Mr Robin Forster, Fortem Global Limited and Mr Richard Tasker, over alleged links to investments in care homes in which investors appear to have lost at least £30 million.

10. FCA bans three individuals from working in the financial services industry for non-financial misconduct

    Press Releases Published: 05/11/2020 Last modified: 05/11/2020
    The Financial Conduct Authority (FCA) has prohibited Russell David Jameson, Mark Horsey, and Frank Cochran from working in the financial services industry following findings that they are not fit and proper.  Each of them had been convicted of