Showing 1 to 10 of 963 search results.

1. Insider dealer Walid Choucair ordered to pay £3.9 million in confiscation

   Press Releases Published: 22/01/2021 Last modified: 22/01/2021
   Walid Choucair ordered to pay £4m in confiscation costs in respect of being convicted of five offences of insider dealing.

2. FCA proposes CMC fee price cap

   Press Releases Published: 21/01/2021 Last modified: 25/01/2021
   We have published proposals to introduce a price cap on the fees claims management companies (CMCs) charge their customers in relation to claims for financial products and services.

3. FCA clamps down on consumer investment harm

   Press Releases Published: 18/01/2021 Last modified: 18/01/2021
   The FCA highlights the many ways in which it works to protect consumers from investment harm by stopping and disrupting potentially harmful firms and activities.

4. Supreme Court judgment in FCA’s business interruption insurance test case

   Press Releases Published: 15/01/2021 Last modified: 15/01/2021
   The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.

5. The final countdown: Completing sterling LIBOR transition by end-2021

   Press Releases Published: 11/01/2021 Last modified: 11/01/2021
   After many years of preparation, 2021 is the critical year for firms to complete their transition away from LIBOR. The LIBOR administrator, ICE Benchmark Administration, is consulting on ceasing publication of all sterling LIBOR settings at the end

6. FCA publishes coronavirus financial resilience survey data

   Press Releases Published: 07/01/2021 Last modified: 07/01/2021
   The FCA has published the results of its coronavirus (Covid-19) financial resilience surveys. The surveys were sent to solo-regulated firms to inform the FCA of the impact of coronavirus on firms’ financial resilience.

7. Paul Feeney appointed Chair of the FCA’s Practitioner Panel

   Press Releases Published: 30/12/2020 Last modified: 30/12/2020
   The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel.

8. Brexit countdown for UK financial services sector

   Press Releases Published: 24/12/2020 Last modified: 24/12/2020
   With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready

9. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

   Press Releases Published: 21/12/2020 Last modified: 21/12/2020
   The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.

10. Blue Gate Capital Limited ordered to pay Connaught investors £203,007

    Press Releases Published: 18/12/2020 Last modified: 18/12/2020
    The FCA has publicly censured Blue Gate Capital Limited (Blue Gate) and ordered it to pay £203,007 in restitution to investors who lost money investing in the Connaught Income Fund, Series 1 (the Fund).