Showing 1 to 10 of 1102 search results.

1. FCA refuses authorisation to regulatory consultancy firm Alexander Jon Compliance Consulting Limited

   Press Releases Published: 13/05/2022 Last modified: 13/05/2022
   We have refused to authorise Alexander Jon Compliance Consulting Limited (AJCC) to provide regulatory hosting services.

2. Five individuals banned and fined for causing losses to pension customers

   Press Releases Published: 09/05/2022 Last modified: 09/05/2022
   The FCA has prohibited five directors of financial advice firms from working in financial services and fined them over £1 million, after they caused significant losses to pension customers.

3. FCA warns businesses to stop misleading credit adverts to protect consumers

   Press Releases Published: 06/05/2022 Last modified: 06/05/2022
   The FCA is warning lenders and brokers to stop using misleading terms in their advertising or face regulatory action.

4. 'Sharing my screen cost me £48,000' – half of investors would miss signs of screen sharing scam as FCA warns of 86% increase

   Press Releases Published: 05/05/2022 Last modified: 05/05/2022
   The FCA launches latest ScamSmart campaign aimed at raising awareness of increasingly sophisticated investment scam tactics.

5. FCA makes senior hires

   Press Releases Published: 03/05/2022 Last modified: 03/05/2022
   As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

6. FCA announces asset retention rules for British Steel advice firms

   Press Releases Published: 25/04/2022 Last modified: 25/04/2022
   The Financial Conduct Authority (FCA) is using emergency powers to prevent financial advice firms, who advised members of the British Steel Pension Scheme (BSPS), from disposing of assets to avoid paying compensation.

7. FCA review finds weaknesses in some challenger banks’ financial crime controls

   Press Releases Published: 22/04/2022 Last modified: 22/04/2022
   FCA review found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and occupation.

8. FCA secures £2,000,000 account forfeiture order

   Press Releases Published: 21/04/2022 Last modified: 21/04/2022
   QPay Europe Limited, which claims to be a fintech start up offering due diligence and underwriting services, has consented to court orders to give up £2,000,000 held in its name following proceedings brought by the Financial Conduct Authority (FCA)

9. FCA finalises proposals to boost disclosure of diversity on listed company boards and executive committees

   Press Releases Published: 20/04/2022 Last modified: 20/04/2022
   We have finalised our rules requiring listed companies to report information and disclose against targets on the representation of women and ethnic minorities on their boards and executive management.

10. FCA launches three-year strategy to improve outcomes

    Press Releases Published: 07/04/2022 Last modified: 07/04/2022
    The FCA has launched a new strategy to improve outcomes for consumers and businesses throughout the UK.