Showing 1 to 10 of 1006 search results.

1. FCA stops FXVC offering CFDs to UK customers

   Press Releases Published: 16/04/2021 Last modified: 16/04/2021
   The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors

2. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

   Press Releases Published: 15/04/2021 Last modified: 15/04/2021
   The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

3. FCA publishes Decision Notice against Jon Frensham for non-financial misconduct

   Press Releases Published: 29/03/2021 Last modified: 29/03/2021
   The FCA has published a Decision Notice in respect of Jon Frensham (formerly known as Jonathan James Hunt), an independent financial adviser and the sole director at Frensham Wealth Limited.

4. FCA reminds consumers financially impacted by coronavirus of the support available

   Press Releases Published: 25/03/2021 Last modified: 25/03/2021
   The FCA has published finalised guidance for firms, to ensure that mortgage customers whose homes may be repossessed are treated fairly and appropriately, particularly where there are risks of harm to customers who are vulnerable, including as a

5. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

   Press Releases Published: 25/03/2021 Last modified: 26/03/2021
   The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.

6. FCA launches campaign to encourage individuals to report wrongdoing

   Press Releases Published: 24/03/2021 Last modified: 24/03/2021
   The campaign, 'In confidence, with confidence', encourages individuals working in financial services to report potential wrongdoing to the FCA.

7. FCA warns that younger investors are taking on big financial risks

   Press Releases Published: 23/03/2021 Last modified: 23/03/2021
   The Financial Conduct Authority (FCA) has published research findings into better understanding investors who engage in high-risk investments like cryptocurrencies and foreign exchange.

8. FCA starts criminal proceedings against NatWest Plc

   Press Releases Published: 16/03/2021 Last modified: 16/03/2021
   The FCA has announced that it has commenced criminal proceedings against National Westminster Bank Plc in respect of offences under the Money Laundering Regulations 2007.

9. Announcements on the end of LIBOR

   Firms Markets Press Releases Published: 05/03/2021 Last modified: 05/03/2021
   The FCA has announced the dates that panel bank submissions for all LIBOR settings will cease, after which representative LIBOR rates will no longer be available.

10. FCA fines and prohibits trader for market abuse

    Press Releases Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.