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  1. Investment Firms Prudential Regime final rules published

    News stories Published: 22/10/2021 Last modified: 22/10/2021
    We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID.
  2. Forthplus Pensions Limited in administration – advice on next steps and how to protect yourself from scams

    News stories Published: 20/10/2021 Last modified: 24/03/2022
    On 18 October 2021 the directors of Forthplus Pensions Limited, appointed Andrew Poxon, Alex Cadwallader and Barry Stewart of Leonard Curtis Business Solutions Group as joint administrators.
  3. FCA writes to a further 950 DB pension advice customers potentially entitled to compensation

    News stories Published: 18/10/2021 Last modified: 18/10/2021
    The FCA has now written to a total of 3,591 defined benefit (DB) pension transfer advice customers this year to tell them they may be entitled to compensation.
  4. Sentor Solutions Commercial Ltd consumer warning

    News stories Published: 24/09/2021 Last modified: 24/09/2021
    We have taken action against Sentor Solutions Commercial Ltd to prevent it carrying out any regulated activities without our prior written consent
  5. FCA prohibits IFA and mortgage adviser for fitness and propriety failings

    News stories Published: 24/09/2021 Last modified: 24/09/2021
    The FCA has prohibited financial advisor Anthony George from performing any regulated activity in the financial services industry.
  6. Barrow & District Credit Union enters administration

    News stories Published: 16/09/2021 Last modified: 16/09/2021
    Barrow & District Credit Union is a financial co-operative owned by its members.
  7. Advancis Ltd enters administration

    News stories Published: 08/09/2021 Last modified: 08/09/2021
    Advancis Ltd is a high cost and guarantor lender, which lends money to customers for up to 60 months.
  8. Consumer warning on Flipping Cars Ltd and My Car Broker Ltd

    News stories Published: 02/09/2021 Last modified: 03/09/2021
    News story on Flipping Cars Ltd and My Car Broker Ltd agreeing with the FCA that it will no longer take any payments in advance from customers for its services to help customers source and purchase vehicles. 
  9. DAC Pensions Limited enters liquidation – advice on next steps and how to protect yourself from scams

    News stories Published: 31/08/2021 Last modified: 31/08/2021
    This article gives advice to DAC clients on the steps they should take and also advice on how to protect against scams.
  10. Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

    News stories Published: 31/08/2021 Last modified: 31/08/2021
    Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)