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Hartley Pensions Limited – requirement to stop accepting new pension contributions
Hartley Pensions Limited (Hartley Pensions), is a SIPP (Self Invested Personal Pension) operator authorised and regulated by the FCA. It also provides administration for a small number of SSAS (Small Self-Administered Schemes), regulated by The -
We consult on proposals aimed at improving UK equity market
We publish a Consultation Paper on proposals aimed at improving the functioning of equity secondary markets. -
Alexander David Securities Limited enters liquidation
On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators. -
Changes to FCA Firm Reference Numbers (FRNs) and Product Reference Numbers (PRNs)
We’re planning a move to seven-digit FRNs and PRNs for all newly registered firms and funds. -
FCA’s work on market abuse and manipulation – update 17 June 2022
Explaining the work we do to tackle market abuse and manipulation. -
Information for customers of unauthorised firm BubbleXT
We are aware that consumers are being targeted by scammers with promises of returning their funds for a small upfront fee -
FCA appoints members for new Secondary Markets Advisory Committee
We have appointed the members of our new advisory committee on secondary markets for a period of two years until 1 June 2024. -
Consumer warning on Unique Funeral Plans and Empathy Funeral Plans
Existing customers of these firms should contact their provider. -
UK authorities look to strengthen resilience of Money Market Funds
The FCA, jointly with the Bank of England, and with the endorsement of the Treasury, has today published a Discussion Paper on Money Market Fund (MMFs) reform. This seeks views to inform the development of MMF reform proposals. The FCA has also -
Rainbow Saver Anglia Credit Union Limited enters administration
Rainbow Saver Anglia Credit Union Limited was placed into administration on 18 May 2022 and has now stopped trading. James Sleight and Peter Hart of PKF Geoffrey Martin & Co Limited have been appointed as joint administrators.