To help ensure greater transparency in the Sponsor regime, below is a record of published statutory notices we have issued to sponsor firms.
|
Date Published |
Sponsor Firm |
Description of Notice |
|---|---|---|
| 06/02/2015 | PricewaterhouseCoopers LLP | Following a request received from the Sponsor Firm, the FCA hereby limits and restricts the services to which the sponsor approval of the Sponsor Firm relates, such that the Sponsor Firm may provide sponsor services solely to a company listed or applying for a listing on the Official List in the listing category premium listing (closed-ended investment fund) or premium listing (open-ended investment companies). |
|
16/12/2013 |
Following a request received from the Sponsor Firm, the FCA hereby limits and restricts the services to which the sponsor approval of the Sponsor Firm relates, such that the Sponsor Firm may provide sponsor services solely to a company listed or applying for a listing on the Official List in the listing category premium listing (closed-ended investment fund) or premium listing (open-ended investment companies). |
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16/12/2013 |
Following a request received from the Sponsor Firm, the FCA hereby limits and restricts the services to which the sponsor approval of the Sponsor Firm relates, such that the Sponsor Firm may provide sponsor services solely to a company listed or applying for a listing on the Official List in the listing category premium listing (closed-ended investment fund) or premium listing (open-ended investment companies). |
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16/12/2013 |
Following a request received from the Sponsor Firm, the FCA hereby limits and restricts the services to which the sponsor approval of the Sponsor Firm relates, such that the Sponsor Firm may provide sponsor services solely to a company listed or applying for a listing on the Official List in the listing category premium listing (closed-ended investment fund) or premium listing (open-ended investment companies). |
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16/12/2013 |
Winterflood Securities Limited (trading as Winterflood Investment Trusts) |
Following a request received from the Sponsor Firm, the FCA hereby limits and restricts the services to which the sponsor approval of the Sponsor Firm relates, such that the Sponsor Firm may provide sponsor services solely to a company listed or applying for a listing on the Official List in the listing category premium listing (closed-ended investment fund) or premium listing (open-ended investment companies). |