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FCA to modernise rules to unlock investment
The FCA is planning to review its client categorisation rules to unlock more opportunities for wealthy investors and support capital markets, driving economic growth. -
FCA closes 1,600 websites as it fights financial crime
The FCA’s annual report sets out how it has used data and technology to crack down on harm in financial services. -
FCA fines Monzo £21m for failings in financial crime controls
The FCA has fined Monzo Bank Ltd £21,091,300 for its inadequate anti-financial crime systems and controls between October 2018 and August 2020. -
Two individuals sentenced to a combined 12 years for £1.5m crypto fraud
Two individuals have been sentenced to a combined 12 years of imprisonment for their roles in a £1.5m crypto fraud. -
Redinel Korfuzi and Oerta Korfuzi sentenced to combined 11 years for £1m insider dealing and money laundering
Redinel Korfuzi sentenced to six years imprisonment, and Oerta Korfuzi, sentenced to five years imprisonment. -
FCA clarifies expectations on bullying, harassment and violence to deepen trust in financial services
Serious bullying and harassment in financial firms qualify as misconduct, under rules confirmed by the FCA. -
Tribunal upholds the FCA’s market manipulation bans
The Upper Tribunal has upheld the FCA’s decision to ban Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth from working in financial services. -
Once-in-a-generation advice changes to help millions navigate their financial lives
The FCA's proposals could help millions more people access financial advice. -
FCA secures guilty plea from John Burford in £1m investor fraud scheme
John Burford has pleaded guilty in a £1m investment fraud case, following a prosecution brought by the FCA. -
Upper Tribunal upholds Jes Staley ban
The FCA's decision to ban the former CEO of Barclays from holding senior management roles in the financial services industry has been upheld by the Upper Tribunal.