Information on senior manager functions - January 2023


Reference Case Number: FOI9873

Freedom of Information: Right to know request:

  1. How many directly authorised firms have only one Senior Manager?
  2. How many SMF3 applications have been received by the FCA in the last 12 months?
  3. How many applicants were interviewed for the role?
  4. How many applicants were interviewed for the role by a panel consisting of 4 FCA representatives and how many times did the FCA have legal representation on their panel?
  5. How many of the candidates interviewed had worked/do work for firms with British Steel exposure?

FCA response: