Information on S166 (Skilled Persons Reviews) - July 2023


Reference Case Number: FOI10383

Freedom of Information: Right to know request:

Please provide the following information related to S166 (Skilled Persons Reviews): 
1. How many ICARA and wind down plan related S166 notices have you issued in the last 12 months? 
2. How many CASS (client asset) related S166 notices have you issued in the last twelve months? 

FCA response:

Please note the FCA holds records pertaining to financial quarters. As such, the following information relates to the period 1 July 2022 to 30 June 2023.

1.     How many ICARA and wind down plan related S166 notices have you issued in the last 12 months?

Answer = 0

2.     How many CASS (client asset) related S166 notices have you issued in the last twelve months?

Answer = 5