Information on list of principal firms with appointed agents - September 2025


Reference Case Number: FOI2025/00746

Freedom of Information: Right to know request:

Please provide a list of all API and EMI principal firms who have appointed more than 5 authorised agents along with how many agents they have each appointed.

FCA response:

The requested information can be found in Annex A below.

Supporting document

FOI2025/00746 Annex A