Reference Case Number: FOI2025/00687
Freedom of Information: Right to know request:
Please provide:
- the number of active investigations into non-financial misconduct
- the number of investigations into non-financial misconduct opened over the past five years, broken down by year
FCA response:
We can confirm that we hold the requested information, which is set out below.
For question 1, we currently have one open enforcement investigation.
For question 2, we have interpreted your request as asking for information regarding non-financial misconduct cases which have been formally investigated by our Enforcement Division.
Accordingly, please find below the number of Enforcement investigations into non-financial misconduct opened during the period from 1 January 2020 to 31 December 2024:
| Year | Number of non-financial misconduct cases |
|---|---|
| 2020 | 0 |
| 2021 | 2 |
| 2022 | 2 |
| 2023 | 0 |
| 2024 | 0 |