Reference Case Number: FOI11611
Freedom of Information: Right to know request:
Please can you provide following information as at 31.03.2024 or any other later date for which the data is readily available:
- No of CASS Large / Medium and Small firms
- Split of above CASS firms according to their type or sub-industry with financial services
FCA response:
We can confirm that we hold the requested information, which is set out below.
The table below provides the current number of CASS firms, broken down by size classification (as per CASS 1A.2.7) and by the sector of financial services within which each operates.
| Financial Services Sector | Large | Medium | Small | Total |
|---|---|---|---|---|
| Investment Management | 9 | 199 | 48 | 256 |
| Pensions & Retirement Income | - | 1 | - | 1 |
| Retail Banking | 2 | 21 | 3 | 26 |
| Retail Investments | 18 | 178 | 33 | 229 |
| Wholesale Financial Markets | 17 | 142 | 54 | 213 |
| Total | 46 | 541 | 138 | 725 |