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Building operational resilience

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Building operational resilience

Read our consultation paper

Extending the Senior Managers Regime to Benchmark Administrators

Read our consultation paper

Extending the Senior Managers Regime to Benchmark Administrators

Read our consultation paper

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FCA news and publications emails

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Firms

Authorisation SM&CR information for solo firms Preparing your firm for Brexit

Consumers

After you complain about PPI Report a scam Warnings on unauthorised and clone firms

Financial Services Register

Financial Services Register

Gabriel

Gabriel

Connect

Connect

FCA Handbook

FCA Handbook

Annual fees: online invoices

Annual fees: online invoices

Authorisation: new to regulation

Authorisation: new to regulation

The view from the regulator on Operational Resilience

Published:

05/12/2019

Building operational resilience: impact tolerances for important business services

Published:

05/12/2019

FCA meets firms to discuss feedback on Gabriel and improvements to new data collection platform

Published:

05/12/2019

MIFID investment firms will need to use a new form to notify FCA of management body changes for...

Published:

02/12/2019

Active Securities Limited enters administration

Published:

29/11/2019

FCA consults on how to extend the Senior Managers Regime to benchmark administrators

Published:

29/11/2019

FCA secures confiscation order totalling £291,070 against convicted fraudster

Published:

27/11/2019

FCA to ban promotion of speculative mini-bonds to retail consumers

Published:

26/11/2019

Next steps in transition from LIBOR

Published:

21/11/2019

Latest consultation papers

CP19/32: Building operational resilience: impact tolerances for important business services

CP19/31: Extending the Senior Managers Regime to Benchmark Administrators

CP19/30: Regulatory fees and levies: policy proposals for 2020/21

CP19/29: Recovery of costs of supervising cryptoasset businesses under the anti-money laundering regulations

CP19/28: Motor finance discretionary commission models and consumer credit commission disclosure

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Latest policy statements

PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)

PS19/27: Changes to mortgage responsible lending rules and guidance – feedback on CP19/14 and final rules

PS19/26: Brexit - Regulatory Technical Standards for Strong Customer Authentication and Common and Secure Open Standards of Communication

PS19/25: Overdraft Pricing and Competition Remedies

PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27

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