Legacy publications

Legacy publications, including some rulebooks, of our predecessor organisations.

To assist understanding of the regulatory framework that their regulated firms were required to adhere to prior to N2 (01 December 2001).

This information is only available on CD-ROM.

Please contact us, quoting which organisation's CD-ROM you require.

Email: [email protected]

Post:
FOI Publication Scheme Requests
Information Disclosure Team
Financial Conduct Authority
25 The North Colonnade
London E14 5HS

Phone: 020 7066 4406

 

Predecessor organisation

Indexes of content

IBRC (Insurance Brokers Registration Council)

IBRC - CD1

FSC (Friendly Societies Commission)

FSC - CD1

SFA (Securities and Futures Authority)

SFA - CD1

ICS (The Investors Compensation Scheme)

ICS - CD1

AFBD (Association of Future Brokers and Dealers)

AFBD - CD1

AFBD - CD2

LAUTRO (Life Assurance and Unit Trust Regulatory Organisation)

LAUTRO - CD1

LAUTRO - CD2

BSC (The Building Societies Commission)

BSC - CD1

BSC - CD2

DTI ID (The Department of Trade and Industry)

DTI ID - CD1

DTI ID - CD2

DTI ID - CD3

PIA (Personal Investment Authority)

PIA – CD1

PIA – CD2

PIA – CD3

PIA – CD4

PIA – CD5

PIA – CD6

PIA – CD Reports

PIA – CD Rulebook

FIMBRA (The Financial Intermediaries, Managers and Brokers Regulatory Association)

FIMBRA - CD1

FIMBRA - CD2

IMRO (The Investment Management Regulatory Organisation)

IMRO - CD1

IMRO - CD2

IMRO - CD3

IMRO - CD4

IMRO - CD5

IMRO - CD6

IMRO - CD7

SIB (The Securities and Investments Board)

SIB - CD1

SIB - CD2

SIB - CD3

SIB - CD4

SIB - CD5

SIB - CD6

SIB - CD7

SIB - CD8

SIB - CD9