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Firms
Tasks for regulated firms and authorisation information for new firms -
REP025 data item: FAQs
Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs). -
Accessibility statement
Read the accessibility statement for fca.org.uk -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Apply to be a registered AIFM
Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers. -
How to complain
If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service. -
Sensitive business names
See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name. -
Cancel or dissolve your society
How to cancel or dissolve a society. -
The Evolution of the Mortgage Market
If we are living longer, our pensions will need to last longer and we know from various studies that in the UK we have a serious pension’s gap. ... But there are other areas of the market such as the increase in the number of consumers who will need