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Showing 81 to 90 of 2083 search results for wealth fund.

81. Consumer Duty firm survey – Autumn 2023

    Data Published: 20/02/2024 Last modified: 20/02/2024
    In Autumn 2023, Ipsos UK conducted a second survey with 634 firms not surveyed previously. The FCA wanted to examine how its additional engagement had helped firms prepare for the Consumer Duty.

82. UBS Global Investment Management / UBS Private Wealth Management / UBS Wealth Management (Clone) (clone of FCA authorised firm)

    Warnings Published: 28/07/2016 Last modified: 21/07/2021
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

83. FCA outcomes and metrics

    Data Published: 02/04/2022 Last modified: 12/03/2024
    The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

84. Liquidity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Liquidity data items: FAQs

85. Wealth Capital / Wealth Capital FM (trading name of Astra Consulting)

    Warnings Published: 24/12/2019 Last modified: 31/08/2021
    Wealth Capital / Wealth Capital FM (trading name of Astra Consulting) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

86. Examining the future of anti-money laundering regulations

    Speeches Published: 08/12/2015 Last modified: 16/08/2021
    Speech by Rob Gruppetta at the Accuity AML Risk Reduction and Compliance Europe Conference on 8 December 2015

87. DP22/6: Future Disclosure Framework

    Discussion papers Published: 13/12/2022 Last modified: 13/12/2022
    The way consumers buy retail investments is evolving. Give your views on how we prepare retail disclosure for the future.

88. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

89. FCA and PRA appoint new Chair of the FSCS

    Press Releases Published: 13/02/2018 Last modified: 13/02/2018
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) today announce the appointment of Marshall Bailey as Chair of the Financial Services Compensation Scheme Ltd (FSCS) with effect from 1 April 2018. The appointment

90. The FCA sees improvements in suitability at wealth managers, but concerns remain

    Press Releases Published: 09/12/2015 Last modified: 09/12/2015
    The UK wealth management industry plays a vital role in delivering financial services. ... Speech July 2013: The FCA’s approach to supervising wealth management and private banking firms.