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Showing 21 to 30 of 2083 search results for wealth fund.

  1. Fund objectives working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the fund objectives working group has been set up to consider ways to improve the usefulness of fund objectives for investors.

  2. Paddington Wealth

    Warnings Published: 12/03/2020 Last modified: 12/03/2020
    Paddington Wealth is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  3. Guidance on fund suspensions

    Statements Published: 08/07/2016 Last modified: 08/07/2016
    Following the result of the EU referendum, we are aware that some asset managers are experiencing higher than normal levels of redemption requests from investors in their funds.

  4. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

  5. UCITS: Merged authorised funds

    Tasks for regulated firms Published: 31/10/2016 Last modified: 16/02/2023
    The authorised funds below have merged in accordance with COLL 7.7. All of the funds are domiciled in the UK unless stated otherwise.

  6. BlueCrest Wealth (cloned firm)

    Warnings Published: 17/07/2012 Last modified: 25/08/2016
    We believe fraudsters are using the details of an authorised firm to try to convince people that they are genuine. See how to protect yourself from scammers of this ‘cloned firm’.

  7. Waterman Wealth Management

    Warnings Published: 16/09/2013 Last modified: 22/11/2017
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  8. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  9. New funds under management

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Different AIFMs can require different notifications. Learn how to notify us about new funds under management.

  10. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.
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