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Showing 42 to 51 of 21338 search results for warning notice.

42. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

43. FSA Final Notice 2013: Opm [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Opm

44. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

45. FCA confirms how it will use new power to publicise warning notices

    Press Releases Published: 15/10/2013 Last modified: 15/10/2013
    The Financial Conduct Authority (FCA) today confirmed how it will use its new power to publicise warning notices by publishing information about proposed enforcement action. ... The FCA will consider the circumstances of each case in deciding whether it

46. Our refusal process

    Firm authorisation Published: 06/09/2023 Last modified: 30/11/2023
    Understand the process if the FCA refuses your application for authorisation.

47. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.

48. FSA - CP13/8 Publishing information about warning notices [pdf]

    Consultation papers Published: 18/03/2013 Last modified: 30/05/2013
    Consultation FSA - CP13/8 - This consultation paper (CP) sets out our proposals on how the FCA will publish information about the subject-matter of a warning notice if it considers it to be appropriate.

49. Publications

    Last modified: 19/03/2024
    Policy and guidance, corporate documents, notices and decisions, data, research and forms

50. PSD2 email updates

    Last modified: 15/03/2024
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.

51. PS13/9 - Publishing information about enforcement warning notices [pdf]

    Policy statements Published: 15/10/2013 Last modified: 15/10/2013
    We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation.

52. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).