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Showing 142 to 151 of 21585 search results for warning notice.

  1. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

  2. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

  3. Amend a recognised fund

    Tasks for firms Published: 10/05/2015 Last modified: 27/11/2023
    To amend a recognised fund you must send us a notification for approval of the proposed change.

  4. Sign up for updates on funeral plans regulation

    Last modified: 15/03/2024
    Warning message. ... See our privacy notice for more information about the way we use the personal data collected in this form.

  5. FCA bans Terry Farr

    Press Releases Published: 29/05/2019 Last modified: 29/05/2019
    The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

  6. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

  7. BIT-TRADEXCHANGE.ONLINE

    Warnings Published: 19/04/2024 Last modified: 19/04/2024
    BIT-TRADEXCHANGE.ONLINE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Updating our website

    News stories Published: 19/07/2022 Last modified: 22/07/2022
    Over the coming months you will notice some changes to the site as we review and refresh our content and design.

  9. FCA publishes Decision Notice against hedge fund for conflicts of interest failings

    Press Releases Published: 22/12/2021 Last modified: 22/12/2021
    We have published a Decision Notice and a financial penalty of £40.8m against BlueCrest Capital Management (UK) LLP

  10. Information on general insurance - October 2022

    FOI Release Date of Release: 17/10/2022
    FCA provides information on Acquisition of general insurance brokers approved and declined.

  11. Report a financial promotion

    Last modified: 20/03/2023
    Complete our form to report a financial promotion or advert that you think is misleading, unfair or unclear.
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