Filter results
Filter by document type
Filter by year
Sort by:

Search results

Firms Clear all filters

Showing 21 to 30 of 124 search results for summa capital.

  1. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

  2. Identifying controllers

    Tasks for firms Published: 20/07/2017 Last modified: 13/12/2023
    Find out how to identify the controllers of an FCA-authorised firm that's subject to a change in control.

  3. Client assets: RMAR

    Tasks for regulated firms Published: 12/05/2016 Last modified: 13/05/2021
    Read more about completing returns in Gabriel for client assets: RMAR

  4. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 15/11/2023
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

  5. Regulators in the EU and European Economic Area (EEA)

    Tasks for firms Published: 11/05/2015 Last modified: 13/03/2024
    See a list of the relevant regulators for each country in the EU and European Economic Area (EEA).

  6. Waivers and modifications

    Tasks for regulated firms Published: 07/05/2015 Last modified: 08/12/2022
    Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions.

  7. Professional indemnity insurance

    Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
    Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.

  8. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  9. Subordinated loans

    Tasks for regulated firms Published: 06/08/2015 Last modified: 15/02/2023
    A firm can use a subordinated loan to meet its own funds requirement if it is made in line with our requirements.

  10. Strengthening wholesale markets

    Focus areas Last modified: 20/12/2023
    We’re reforming our rules to strengthen the UK’s position in global wholesale markets, support growth and competitiveness, and maintain high standards of consumer protection and market integrity.