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Showing 101 to 110 of 2198 search results for such as Libor.

101. Learning the lessons of the past as an industry

     Speeches Published: 02/12/2014 Last modified: 04/02/2015
     Given my job – which is essentially to identify and investigate bad practice and put in place punishments to deter others – it would be easy to meet such optimism with scepticism. ... In light of the recent FOREX investigation, which saw the FCA

102. What makes good conduct regulation?

     Speeches Published: 14/02/2017 Last modified: 14/02/2017
     Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.

103. Reportable instruments

     Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
     Find out from the FCA when a transaction is reportable, and about over-reporting.

104. Request for Martin Wheatley emails on IRHP - April 2022

     FOI Release Date of Release: 21/04/2022
     The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013.

105. Building on experience

     Speeches Published: 17/04/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.

106. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR.

107. Building a regulatory environment for the future

     Speeches Published: 22/06/2021 Last modified: 22/06/2021
     Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

108. The regulatory challenge

     Speeches Published: 23/02/2015 Last modified: 24/02/2015
     What is our role in ensuring that trust can be rebuilt and that the problems of the past do not recur with such routine frequency? ... We start in a place where, as LIBOR and FX have shown, the loyalties of your staff may be to people outside the firm

109. Mortgage sales data FAQs

     Registers and systems Published: 05/05/2016 Last modified: 04/01/2022
     Product sales data: new mortgage requirements FAQs (7484)

110. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.