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Showing 101 to 110 of 2202 search results for such as LIBOR.

101. Fair and effective markets review

     Speeches Published: 14/07/2015 Last modified: 23/10/2015
     And where firms had failed, despite the lessons of LIBOR, to identify and manage the risks they faced. ... And it thinks about some more thorny issues, such as bond standardisation and allocation practices.

102. What makes good conduct regulation?

     Speeches Published: 14/02/2017 Last modified: 14/02/2017
     Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.

103. Reportable instruments

     Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
     Find out from the FCA when a transaction is reportable, and about over-reporting.

104. Request for Martin Wheatley emails on IRHP - April 2022

     FOI Release Date of Release: 21/04/2022
     The FCA provides emails to and from the email account of Martin Wheatley in which the interest rate hedging product (IRHP, swaps) review was referred to between 1 January 2013 and 1 July 2013.

105. Building on experience

     Speeches Published: 17/04/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at 'The future of financial services', Lansons, London.

106. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR.

107. The regulatory challenge

     Speeches Published: 23/02/2015 Last modified: 24/02/2015
     What is our role in ensuring that trust can be rebuilt and that the problems of the past do not recur with such routine frequency? ... We start in a place where, as LIBOR and FX have shown, the loyalties of your staff may be to people outside the firm

108. Building a regulatory environment for the future

     Speeches Published: 22/06/2021 Last modified: 22/06/2021
     Speech by our CEO, Nikhil Rathi, delivered at City Week 2021. 

109. Mortgage sales data FAQs

     Registers and systems Published: 05/05/2016 Last modified: 04/01/2022
     Product sales data: new mortgage requirements FAQs (7484)

110. The changing face of financial crime

     Speeches Published: 30/06/2013 Last modified: 05/04/2023
     Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.