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Showing 71 to 80 of 464 search results for such as LIBOR also affect.

  1. Finalising LIBOR transition – achievements in sterling markets and what remains to be done

    Press Releases Published: 09/02/2022 Last modified: 09/02/2022
    Bank of England, FCA and Working Group set out what more needs to be done and update on how the Working Group will operate in the future

  2. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

  3. FCA consults on use of new powers to support orderly wind down of critical benchmarks

    Press Releases Published: 20/05/2021 Last modified: 20/05/2021
    Today the FCA has published a consultation on its proposed policy framework for exercising two of its new powers under the Benchmarks Regulation (BMR), which will be introduced by the Financial Services Act 2021. These powers relate to the use of

  4. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    But less commented on is the fact that people are equally susceptible to such biases in the workplace. ... The salience of the individual’s decisions is heightened. Changing communications about enforcement can also help.

  5. Product sales data: performance data FAQs

    Registers and systems Published: 06/05/2016 Last modified: 04/01/2022
    Product sales data: new mortgage requirements: performance data FAQs

  6. Highlights of the FCA’s approach in 2022

    Press Releases Published: 21/12/2022 Last modified: 30/01/2023
    The FCA set out a new three-year strategy in April designed to improve outcomes for consumers and markets.

  7. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    Both are also banned from performing significant influence functions at financial services firms. ... Both individuals also ignored obvious risks such as the risk that brokers would give or accept inducements.

  8. Copy trading

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.

  9. Flood and storm insurance claims

    Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
    We remind firms to make sure they have plans in place to manage the impact of coronavirus on the seasonal increase in floor and storm-related claims.

  10. Electronic money and payment service providers: conduct of business requirements

    Tasks for firms Published: 29/07/2015 Last modified: 30/08/2023
    Read more about how conduct of business requirements affect payment service providers (PSPs) and electronic money issuers.
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