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Showing 62 to 71 of 523 search results for subject-matter of a warning notice.

62. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

63. Sign up for FCA Horizons

    Last modified: 12/07/2023
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.

64. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

65. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

66. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.

67. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.

68. Personal data and Financial Lives survey

    Last modified: 01/02/2024
    This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work.

69. Updating our website

    News stories Published: 19/07/2022 Last modified: 22/07/2022
    Over the coming months you will notice some changes to the site as we review and refresh our content and design.

70. Information on the appointment of a Senior Legal Adviser

    FOI Release Date of Release: 02/07/2021
    The FCA provides information on the appointment of Raj Parker as a part-time Senior Legal Adviser.

71. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

72. Mutual societies: forms

    Tasks for firms Published: 01/08/2015 Last modified: 03/04/2024
    Find the forms you need to apply to register as a mutual society and send us updates.