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Showing 42 to 51 of 523 search results for subject-matter of a warning notice.

  1. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

  2. FSA Final Notice 2007: Peter Lindsay Freeman Hendry (trading as The Financial Practice) [pdf]

    Final notices Published: 20/02/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Peter Lindsay Freeman Hendry (trading as The Financial Practice) - RDC Template Warning Notice

  3. Sign up for blogs updates

    Last modified: 08/02/2024
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.

  4. FSA Final Notice 2011: Golden Enterprises UK Limited [pdf]

    Final notices Published: 08/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Golden Enterprises UK Limited

  5. FSA Final Notice 2010: Stephen Sotiriou [pdf]

    Final notices Published: 22/04/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Stephen Sotiriou

  6. Sign up to receive FCA press releases

    Last modified: 15/03/2024
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.

  7. Sign up for FCA events updates

    Last modified: 11/01/2023
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.

  8. PS13/9 - Publishing information about enforcement warning notices [pdf]

    Policy statements Published: 15/10/2013 Last modified: 15/10/2013
    We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation.

  9. Change in Control

    Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
    Find out when you need to notify us to acquire or change control in a firm that we regulate.

  10. FSA Final Notice 2008: Mr Derrick Hales [pdf]

    Final notices Published: 09/10/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Mr Derrick Hales

  11. FSA Final Notice 2008: Mrs Kathleen Hales [pdf]

    Final notices Published: 09/10/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Mrs Kathleen Hales