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Showing 12 to 21 of 523 search results for subject-matter of a warning notice.

  1. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

  2. Warning Notice Statement 21/5 [pdf]

    Warning notices Published: 16/12/2021
    On 15 December 2021, the FCA gave GIML a warning notice proposing to take action in respect of the conduct summarised in this statement.

  3. Warning Notice Statement 21/6 [pdf]

    Warning notices Published: 16/12/2021
    On 15 December 2021, the FCA gave Mr Haywood a warning notice proposing to take action in respect of the conduct summarised in this statement.

  4. Warning Notice Statement 22/1 [pdf]

    Warning notices Published: 01/02/2022
    Warning Notice Statement 22/1.

  5. Warning Notice Statement 22/2 [pdf]

    Warning notices Published: 16/03/2022
    On 17 January 2022, the Financial Conduct Authority (the FCA) gave Metro Bank plc and certain individuals a warning notice each, proposing to take action in respect of the conduct summarised in this statement.

  6. Warning Notice Statement 21/1 [pdf]

    Warning notices Published: 10/09/2021
    The Financial Conduct Authority (the FCA) gave three individuals warning notices on 16 July 2021 proposing to take action in respect of conduct summarised in this statement.

  7. Warning Notice Statement 21/2 [pdf]

    Warning notices Published: 30/09/2021
    The Financial Conduct Authority (the FCA) gave three individuals a warning notice on 10 August 2021 proposing to take action in respect of the conduct summarised in this statement.

  8. Warning Notice Statement 21/3 [pdf]

    Warning notices Published: 07/10/2021
    The Financial Conduct Authority gave an individual a warning notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.

  9. Warning Notice Statement 20/1 [pdf]

    Warning notices Published: 19/03/2020
    The Financial Conduct Authority gave an individual a warning notice on 19 March 2020 proposing to take action in respect of the conduct summarised in this statement.

  10. Warning Notice Statement 19/1 [pdf]

    Warning notices Published: 25/03/2019
    The Financial Conduct Authority gave an individual a warning notice on 12 February 2019 proposing to take action in respect of the conduct summarised in this statement.

  11. Warning Notice Statement 21/4 [pdf]

    Warning notices Published: 03/11/2021
    The Financial Conduct Authority gave a firm a Warning Notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.