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Showing 62 to 71 of 443 search results for statement on MiFID II.
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Statements
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Outsourcing and operational resilience
The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them. -
FS15/1: Discussion on the use of dealing commission
This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps. -
Brexit and financial services: where have we got to?
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London. -
Update of position limits for certain commodity derivative contracts
The Financial Conduct Authority (FCA) has today published updated position limits for certain commodity derivative contracts traded on ICE Futures Europe. The limits have been established under the Markets in Financial Instruments Regulations 2017 -
Review on disclosure of costs by asset managers
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I
HM Treasury (The Treasury) consulted on most of the changes to UK legislation required to implement MiFID II in March 2015. ... At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
Information on open FCA enforcement investigations - December 2020
The FCA provides a breakdown by category of all open FCA investigations as at the 23 November 2020. -
FCA steps up focus on fair use of client dealing commission
4. New European regulations (Markets in Financial Instruments Directive II – MiFID II) will affect the use of dealing commission. ... Today’s paper outlines some key elements of MiFID II and calls for evidence to inform this work. -
Market integrity and strategic approach
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.