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Showing 1 to 4 of 4 search results for sole trader for deliberately misleading vulnerable customers.

1. FCA bans and issues largest ever fine of nearly £1 million on a retail sole trader for deliberately misleading vulnerable customers for personal gain

   Press Releases Published: 19/06/2013 Last modified: 17/09/2013
   The Financial Conduct Authority (FCA) has fined sale and rent back arranger Gurpreet Singh Chadda £945,277 and banned him from working in the financial services industry for significant failings when conducting sale and rent back agreements. This

2. Our Perimeter Report

   Annual reports Published: 20/07/2022 Last modified: 05/04/2024
   Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products

3. Financial promotions data 2022

   Data Published: 03/02/2023 Last modified: 03/02/2023
   The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

4. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

   Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
   If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.