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Showing 141 to 150 of 304 search results for set out in Primary Market Bulletin No.

  1. Reports on payments to governments (DTR 4.3A)

    Markets Published: 29/07/2016 Last modified: 08/01/2021
    Some issuers need to prepare a DTR 4.3A report on payments to governments.

  2. PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses

    Policy statements Published: 27/06/2017 Last modified: 27/06/2017
    This policy statement sets out our rules to ban contractual clauses that restrict competition without being clearly beneficial to clients.

  3. Pension scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

  4. Business Plan 2024/25

    Business plans Published: 19/03/2024 Last modified: 09/04/2024
    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

  5. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Apply to become a sponsor

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.

  7. FCA seeks views on regulatory approach for overseas funds

    News stories Published: 04/12/2023 Last modified: 04/12/2023
    In preparation for the new Overseas Funds Regime (OFR), the Financial Conduct Authority (FCA) has set out its proposals for how the regime should operate.

  8. General insurance add-ons market study

    Market studies Published: 24/07/2014 Last modified: 01/04/2016
    This report sets out our final findings from our market study on the sale of general insurance add-ons. ... This was the FCA’s first market study. Our objective was to test whether competition in the markets for add-ons is effective or not, and if not,

  9. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.

  10. ETF primary market participation and liquidity resilience during stress events

    Research notes Published: 07/08/2019 Last modified: 07/08/2019
    This FCA report sets out actions and recommendations to improve the availability and awareness of alternatives to high-cost credit.
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