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Showing 121 to 130 of 305 search results for set out in Primary Market Bulletin No.

  1. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  2. Filing of Structured Annual Financial Reports

    Markets Published: 14/09/2020 Last modified: 09/02/2024
    ESEF is the standard for digital financial reporting by companies admitted to trading on EU and UK regulated markets.

  3. Protecting consumers

    What we do Published: 18/04/2016 Last modified: 13/12/2023
    Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry.

  4. Personal data and market oversight

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its market oversight functions.

  5. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    These questions included:. How broadly or narrowly should we interpret ‘consumer’ when thinking about the FCA’s consumer protection objective in a primary markets context? ... latter. Finally, we were also reminded of the need to be careful not to

  6. The retail intermediary market 2021

    Data Published: 21/07/2022 Last modified: 21/07/2023
    This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR).

  7. Our approach to consumers

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective.

  8. Market Watch 67

    Newsletters Published: 28/05/2021 Last modified: 28/05/2021
    Newsletter on market conduct and transaction reporting issues.

  9. Primary multilateral trading facilities – Engagement Paper 6

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.

  10. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    By which is meant that certain individuals assumed that, in markets like Spot FX which are outside the primary regulatory perimeter, no one was watching and no one cared about their ... Equally, with allocations, there are a number of different practices
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