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Showing 62 to 71 of 235 search results for rules implemented by the IDD.

  1. Woodford Equity Income Fund redress

    News stories Published: 10/11/2023 Last modified: 08/03/2024
    This page provides updates on the Settlement Scheme (the Scheme) proposed by Link Fund Solutions Limited (LFS) in relation to the LF Equity Income Fund (WEIF or the Fund).
  2. Primary Market Bulletin 45

    Newsletters Published: 10/08/2023 Last modified: 10/08/2023
    This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures.
  3. Fund managers falling short on assessing the value of their funds

    Statements Published: 06/07/2021 Last modified: 06/07/2021
    Our review of fund managers found most had not implemented AoVs arrangements that met FCA standards.
  4. The New Market Infrastructure

    Speeches Published: 16/05/2014 Last modified: 29/11/2016
    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  5. RMA-E Professional indemnity insurance self certification: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-E Professional indemnity insurance self certification: FAQs
  6. Global regulation, local solutions

    Speeches Published: 23/01/2020 Last modified: 28/02/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at BCLP, London
  7. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients
  8. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.
  9. TR14/7: Clarity of fund charges

    Thematic reviews Published: 07/04/2014 Last modified: 31/08/2016
    A number of new European legislations are due to be implemented over the coming years, including PRIIPS and MiFID II, which will change the way information is provided to investors at ... This report is a reminder of the current rules that firms should
  10. Financial promotions quarterly data 2023 Q3

    Data Published: 03/11/2023 Last modified: 14/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.