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Showing 42 to 51 of 235 search results for rules implemented by the IDD.

42. Insurance Distribution Directive

    The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

43. Financial promotions quarterly data 2023 Q4

    Data Published: 14/02/2024 Last modified: 15/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023.

44. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    The FCA has policy choices to make in some areas on how MiFID II is implemented in the UK and is asking for views before it consults more extensively on rule ... How MiFID II’s requirements on costs and charges disclosure could be implemented

45. CP14/28: MIPRU Simplification

    Consultation papers Published: 08/12/2014 Last modified: 07/02/2022
    This paper sets out our proposed changes to our Handbook to make it simpler for certain mortgage firms to calculate their capital requirements.

46. UK RRD: Handbook rules

    Tasks for regulated firms Published: 23/05/2016 Last modified: 10/02/2023
    The FCA provides information on how UK RRD was implemented in the through several statutory instruments that amended UK legislation

47. Personal accountability

    Speeches Published: 02/12/2015 Last modified: 19/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

48. Supervisory flexibility on transaction reporting

    Statements Published: 27/07/2023 Last modified: 27/07/2023
    We will not take action against any firms where they misreport several fields in UK MiFIR transaction reports.

49. Market Watch 66

    Newsletters Published: 11/01/2021 Last modified: 22/01/2021
    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.

50. Financial promotions data 2023

    Data Published: 14/02/2024 Last modified: 13/03/2024
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023.

51. Primary Market Bulletin 47

    Newsletters Published: 26/01/2024 Last modified: 26/01/2024
    This edition covers Short Selling Regulation and Credit Rating Agency UK Market Share Report for 2022

52. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.