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Showing 1 to 10 of 15 search results for rolling spot forex exchange.

  1. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

    Press Releases Published: 26/02/2014 Last modified: 26/02/2014
    The Financial Conduct Authority (FCA) has fined Forex Capital Markets Ltd and FXCM Securities Ltd (“FXCM UK”) £4,000,000 for allowing the US based FXCM Group to withhold profits worth approximately £6 million ($9,941,970) that should have been passed on to FXCM UK’s clients.   FXCM UK also failed to tell the FCA that the US authorities...
  2. FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products

    Statements Published: 15/12/2017 Last modified: 15/12/2017
    The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. 
  3. Contract for differences

    Tasks for regulated firms Last modified: 26/04/2019
    Find out about our expectations of providers and brokers of retail contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).
  4. FCA proposes permanent measures for retail CFDs and binary options

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) is proposing rules to address harm to retail consumers from the sale of certain complex derivative products with the publication of two consultation papers.
  5. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

    Statements Published: 27/03/2018 Last modified: 27/03/2018
    The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors.
  6. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 20/05/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.
  7. Investment Managers

    Investment managers Last modified: 24/03/2020
    Investment managers need to be authorised and utilise the available support to best help consumers. Find useful links, publications and expectations for investment management firms.
  8. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

    Speeches Published: 06/03/2020 Last modified: 06/03/2020
    Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.
  9. ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

    News stories Published: 18/01/2018 Last modified: 18/01/2018
    On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients.
  10. FCA statement on onshoring ESMA’s temporary intervention measures on retail CFD and binary options products

    Statements Published: 22/02/2019 Last modified: 22/02/2019
    The European Securities and Markets Authority’s (ESMA) temporary intervention measures prohibiting binary options and restricting contract for difference products (CFDs) sold to retail clients will become part of UK domestic law on exit day as part of the EU (Withdrawal) Act. UK firms are required to comply with ESMA’s measures until they...