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Showing 1 to 10 of 23 search results for rolling spot forex exchange.

  1. ScamSmart - Avoid investment and pension scams

    Last modified: 09/08/2023
    ScamSmart is a Financial Conduct Authority campaign providing information on how to avoid investment and pension scams.

  2. InvestSmart

    InvestSmart Last modified: 17/02/2023
    Read the FCA's InvestSmart articles to help you make better informed investment decisions.

  3. 5 questions to ask before you invest

    InvestSmart Last modified: 06/09/2024
    To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

  4. The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA

    Press Releases Published: 26/02/2014 Last modified: 26/02/2014
    FXCM UK placed ‘over the counter’ foreign exchange transactions known as rolling spot forex contracts on behalf of retail clients, which were then executed by another part of the FXCM Group. ... Rolling spot foreign exchange transactions are:.

  5. A to Z of financial terms - Rolling spot forex exchange

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.

  6. FCA confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers

    Press Releases Published: 01/07/2019 Last modified: 01/07/2019
    Following consultation feedback, the Financial Conduct Authority (FCA) is confirming new rules restricting the sale, marketing and distribution of CFDs and CFD-like options to retail customers.

  7. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

  8. FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products

    Statements Published: 15/12/2017 Last modified: 15/12/2017
    The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. 

  9. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

  10. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

    Statements Published: 27/03/2018 Last modified: 27/03/2018
    The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors