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  1. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  2. FCA responds to Treasury announcement on equivalence

    Statements Published: 09/11/2020 Last modified: 09/11/2020
    Our response to the Treasury’s announced intention to take equivalence decisions in respect of the EEA states across a number of financial services areas.

  3. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  4. Notification of changes in personal information

    New firm authorisation Tasks for regulated firms Registers and systems Published: 12/05/2016 Last modified: 09/02/2023
    Read more about how to use this Notification to inform the FCA/PRA of changes in the personal details of an approved person or a change in the details of an application to perform controlled functions.

  5. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

  6. FCA announces decision on synthetic US dollar LIBOR

    News stories Published: 03/04/2023 Last modified: 03/04/2023
    In November 2022, we consulted on proposals to require the continued publication of 1-, 3- and 6-month synthetic US dollar LIBOR after 30 June 2023 when the US dollar LIBOR panel is due to cease. 

  7. FCA warns consumers of the risks of investments advertising high returns based on cryptoassets

    News stories Published: 11/01/2021 Last modified: 11/01/2021
    The FCA is aware that some firms are offering investments in cryptoassets, or lending or investments linked to cryptoassets, that promise high returns. Investing in cryptoassets, or investments and lending linked to them, generally involves taking

  8. Credit unions carrying out consumer credit activities

    Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
    Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.

  9. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

  10. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 15/01/2024
    A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply.
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