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Showing 291 to 300 of 1530 search results for relation to LIBOR.

291. Looking ahead to 2014

     Speeches Published: 09/12/2013 Last modified: 09/12/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

292. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

293. Final Notice 2022: Carlo Palombo [pdf]

     Final notices Published: 28/11/2022
     This Final Notice refers to Mr Palombo’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Palombo from performing any function in relation to a regulated activity.

294. Article 23D Benchmarks Regulation – Notice of requirements [pdf]

     LIBOR notices Published: 01/01/2022
     This final Notice replaces the previously published draft version

295. 5 Conduct Questions Programme

     Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
     The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement

296. UKLA Technical Note 312.1 - Shareholder votes in relation to hypothetical transactions [PDF] [pdf]

     UK Listing Authority Published: 30/03/2017

297. Committee waivers

     Tasks for regulated firms Published: 10/05/2015 Last modified: 08/12/2022
     Some firms can apply to us to waive one or more of their committee requirements. Find out if this applies to your firm and, if so, what to include in your application.

298. Article 23C Benchmarks Regulation – Notice of permitted legacy use by supervised entities [pdf]

     LIBOR notices Published: 01/01/2022
     This final Notice replaces the previously published draft version

299. Allied Wallet Limited

     Statements Published: 10/06/2019 Last modified: 07/04/2020
     Liquidators appointed over Allied Wallet.

300. Primary Market Technical Note 801.1: Disclosures in relation to ESG matters, including climate change [pdf]

     Primary market Published: 11/03/2021
     Listed issuers, other issuers with securities admitted to trading on regulated markets and other entities in scope of requirements under the Market Abuse Regulation and the Prospectus Regulation are subject to a range of disclosure requirements. The