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Showing 271 to 280 of 1530 search results for relation to LIBOR.
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FSA - PS12/13 [pdf]
Policy FSA - PS12/13 - We are publishing this Policy Statement to summarise the responses received and policy conclusions reached in relation to Consultation Paper CP11/19 (Financial resources requirements for recognised bodies). We also present our -
PS13/3 - Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes [pdf]
We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK. -
Laying myths to rest
Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Market Abuse Regulation
The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions. -
Our regulatory focus on commodity markets
Find out about key areas of our commodity markets regulation, including recognised bodies, warehousing, market abuse and actions we take. -
UK EMIR library
To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR. -
Final Notice 2024: Victoria Snoddy [pdf]
This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application. -
Facing the future – challenges and priorities for the FCA
Speech by our CEO, Nikhil Rathi, given at the Address to the City Regulators, Mansion House. -
Payment Accounts Regulations 2015 (PARs)
Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve. -
Promoting competitiveness is a juggling act
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.