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Showing 261 to 270 of 1530 search results for relation to LIBOR.

  1. FSA - FG11/22 [pdf]

    Finalised guidance Published: 12/12/2011 Last modified: 20/10/2014
    This statement is general guidance given by the FSA under section 157(1) of the Act. It relates both to the Remuneration Code of SYSC 19A of the Handbook, and the requirement to make Pillar 3 disclosures in relation to remuneration (in accordance

  2. CP16/4: Loan-based crowdfunding platforms and segregation of client money [pdf]

    Consultation papers Published: 21/01/2016 Last modified: 21/01/2016
    In this consultation paper (CP) we consult on rules to simplify client money requirements for firms that operate electronic systems in relation to lending (P2P platforms) and hold both regulated and unregulated client money accounts..

  3. Annex 4 Benchmarks Regulation – Notice of proposed modifications [pdf]

    LIBOR notices Published: 16/11/2021
    Annex 4 Benchmarks Regulation – Notice of proposed modifications

  4. FSA - PS12/6 [pdf]

    Policy statements Published: 26/03/2012 Last modified: 30/05/2013
    Policy FSA - PS12/6 - This Policy Statement reports on the main issues in relation to the CASS Resolution Pack arising from Consultation Paper 11/16 (Recovery and Resolution Plans) and publishes final rules.

  5. FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme.

  6. FCA commences civil proceedings in relation to alleged unauthorised investment advisers

    Press Releases Published: 27/04/2020 Last modified: 01/05/2020
    The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against 24HR Trading Academy Ltd (24HTA) and its sole director, Mohammed Fuaath Haja Maideen Maricar.

  7. Vote Reporting Group

    Firms Published: 24/02/2023 Last modified: 26/04/2024
    Find out how the group aims to improve shareholder vote reporting by UK asset managers.

  8. CP13/12 - CRD IV for Investment Firms 2 - Implementation [pdf]

    Consultation papers Published: 10/10/2013 Last modified: 10/10/2013
    This Consultation Paper (CP) sets out our proposed changes to the FCA Handbook as a result of the transposition of CRD IV in relation to reporting, remuneration policies and the interaction between CRD IV and AIFMD/UCITS.

  9. FCA publishes letter of concerns in relation to Amigo Loans’ proposed scheme of arrangement

    Statements Published: 31/03/2021 Last modified: 31/03/2021
    We set out our position on Amigo Loans’ application to implement a scheme of arrangement.

  10. FSA - PS12/23 [pdf]

    Policy statements Published: 14/12/2012 Last modified: 30/05/2013
    Policy FSA - PS12/23 - This Policy Statement summarises feedback received in relation to Part I of Consultation Paper 12/22 (CP12/22) and publishes final rules making changes required under the European Market Infrastructure Regulation (EMIR).
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