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Showing 122 to 131 of 6489 search results for related to culture.

  1. FCA’s proposals for a new listing regime

    Speeches Published: 17/09/2021 Last modified: 17/09/2021
    Speech by Clare Cole, Director of Market Oversight, FCA to City & Financial's 'The Modernisation of the Listing Regime' event
  2. FCA Research into the issue of de-risking

    News stories Published: 24/05/2016 Last modified: 24/05/2016
    De-risking seems to affect small businesses more than large ones. Banks appear to weigh up a variety of benefits and costs of maintaining an account that are not always related ... This will aim to stimulate ideas and foster a culture of access and
  3. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.
  4. Information on whistleblowing reports for 2019 to 2021 - May 2022

    FOI Release Date of Release: 03/05/2022
    The FCA provides data on whistleblowing reports for 2019 to 2021.
  5. Fast-growing firms (FGFs) multi-firm review

    Multi-firm reviews Published: 10/03/2023 Last modified: 13/03/2023
    We summarise our findings and set out our expectations of FCA solo-regulated fast-growing firms to identify, assess and manage the risks arising from their activities.
  6. Supporting consumers in challenging times

    Speeches Published: 05/05/2022 Last modified: 16/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the Building Societies Annual Conference 
  7. House of Commons Treasury Committee’s ‘Sexism in the City’ report

    Statements Published: 08/03/2024 Last modified: 08/03/2024
    The FCA shares the Committee’s view that there is an important role for regulators to play.
  8. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    In that event the exemptions from the related party regime are removed in relation to transactions between the issuer and the controlling shareholder. ... Incidentally, many of our stakeholders were very clear on the importance of our related party
  9. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.
  10. Citizens Advice supercomplaint to the CMA - update

    News stories Published: 09/01/2020 Last modified: 09/01/2020
    The Competition and Markets Authority (CMA) published its response to the Citizens Advice super-complaint on the loyalty penalty in December 2018, making several cross-cutting and market-specific recommendations in the cash savings, home insurance