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Showing 142 to 151 of 13084 search results for regulated%20mortgages.

  1. Pension scheme operators are at risk from smarter scams

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings.
  2. Contact us

    Last modified: 08/04/2024
    If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone.
  3. FG13/5 - The use of the group exclusion and the CREST regulated activity

    Finalised guidance Published: 20/08/2013 Last modified: 20/08/2013
    FG13/5 - The use of the group exclusion and the CREST regulated activity. ... This FCA guidance provides clarification on the use of the Group exclusion when sending dematerialised instructions into CREST under the regulated activity in article 45 of the
  4. A reminder to FCA-regulated firms and issuers after developments in Ukraine

    Press Releases Published: 21/10/2015 Last modified: 22/02/2016
    A reminder to FCA-regulated firms and issuers after developments in Ukraine.
  5. Climate-related reporting requirements

    Published: 22/04/2021 Last modified: 06/10/2022
    The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements.
  6. Remuneration

    Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
    Find the remuneration rules from the FCA
  7. External audit requirements for investment management firms, securities and futures firms and personal investment firms (not small)

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Read more about the external audit requirements for investment management firms, securities and futures firms, or personal investment firms (not small).
  8. Oversight Committee

    About us Who we are Published: 11/11/2019 Last modified: 01/09/2023
    The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles.
  9. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.
  10. Further issuances of equity on regulated markets - Engagement Paper 2 [pdf]

    Calls for input Published: 18/05/2023
    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.