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  1. Our Mission

    Our Mission publication is available via the National Archives - it has been superseded by our 3-year Strategy.

  2. Apply for fund recognition

    Tasks for firms Published: 11/05/2015 Last modified: 18/07/2023
    Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK.

  3. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

  4. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  5. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.

  6. Considerations for firms after the transition period

    Firms Published: 11/07/2018 Last modified: 12/03/2024
    Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

  7. FCA statement on EU withdrawal following the March European Council

    Statements Published: 28/03/2018 Last modified: 28/03/2018
    The Financial Conduct Authority (FCA) welcomes the agreement reached on the terms of an implementation period that will apply following the UK’s withdrawal from the European Union.

  8. Electronic Commerce Directive: operation after the transition period

    Firms Focus areas Published: 16/07/2020 Last modified: 12/01/2023
    The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you.

  9. Overdrafts and coronavirus: temporary guidance for firms

    Finalised guidance Published: 09/04/2020 Last modified: 30/11/2020
    FCA publishes temporary guidance on overdrafts during the coronavirus situation

  10. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

  11. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 
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