Search results

Showing 31 to 40 of 454 search results for register for Connect to update their firm.

31. Technical information

    Registers and systems Published: 08/05/2016 Last modified: 13/02/2023
    Find Gabriel direct submission and web upload files, the latest data reference change logs, and lists of independent software vendors and providers.

32. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.

33. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

34. Apply for a waiver or modification

    Tasks for firms Published: 06/05/2015 Last modified: 17/08/2023
    Find out how to apply to us for a waiver or modification of Handbook rules.

35. Credit unions

    Tasks for firms Published: 11/05/2015 Last modified: 03/11/2023
    Find out how to get authorised and about other requirements for credit unions.

36. Data reference guides

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    The Data Reference Guide (DRG) contains XML specifications and details of validations applied for all data items submitted to the FCA using Gabriel.

37. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

38. Waivers and modifications

    Tasks for regulated firms Published: 07/05/2015 Last modified: 08/12/2022
    Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions.

39. Registered account information service provider (RAISP) applicants

    Tasks for firms Published: 11/10/2017 Last modified: 04/04/2024
    Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

40. Vary or cancel a waiver

    Tasks for regulated firms Published: 08/05/2015 Last modified: 08/12/2022
    Follow these steps to vary or cancel a waiver that your firm has applied for.