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Showing 141 to 150 of 4934 search results for register business managers.

  1. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

  2. Invesco Perpetual - Invesco Asian Precious Metals Fund (www.invescoperpetualfunds.com) (clone of FCA authorised firm)

    Warnings Published: 08/06/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  3. Product sales data: Self-invested personal pensions (SIPPs) FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: Self-invested personal pensions (SIPPs) FAQs

  4. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

    Press Releases Published: 26/07/2017 Last modified: 26/07/2017
    In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

  5. Invesco UK / Invesco Asset Management (Clone of FCA Authorised firms)

    Warnings Published: 31/07/2020 Last modified: 12/07/2021
    Invesco UK / Invesco Asset Management (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  6. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

    Speeches Published: 29/11/2022 Last modified: 08/01/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

  7. AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company)

    Warnings Published: 11/11/2020 Last modified: 12/07/2021
    AXA Investment Managers / AXA plc (clone of FCA authorised firm / FCA recognised product / UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you

  8. AXA Investment Managers UK Limited (Clone of FCA authorised firm)

    Warnings Published: 08/05/2019 Last modified: 09/11/2020
    AXA Investment Managers UK Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  9. L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms)

    Warnings Published: 28/03/2023 Last modified: 28/03/2023
    L&G Fixed Rate Bond / lg-investments.co.uk (clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  10. BlackRock Wealth Partners (clone of FCA authorised firm)

    Warnings Published: 07/11/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.