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Showing 71 to 80 of 244 search results for register business managers and agents.

  1. Principal trading firms

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  2. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  3. Coinleader / coinleader.cc (Clone of Registered PSD Agent)

    Warnings Published: 15/09/2023 Last modified: 15/09/2023
    Coinleader / coinleader.cc (Clone of Registered PSD Agent) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  4. Artemis Fund Managers (clone of FCA authorised firm)

    Warnings Published: 15/12/2014 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  5. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    Back to economics. In the first principal-agent arrangement, the directors of the firm act as the regulator’s agent in overseeing business in accordance with the rule book.In the ... second arrangement, the staff act as the firm’s agent in executing

  6. Wirecard can resume regulated activity

    News stories Published: 26/06/2020 Last modified: 29/06/2020
    Wirecard Card Solutions Limited (Wirecard) is authorised and supervised by the FCA to issue e-money and provide payment services including, issuing e-money onto prepaid cards.

  7. AXA Investment Managers (Clone of FCA authorised firm)

    Warnings Published: 11/04/2014 Last modified: 09/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  8. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  9. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

  10. Viola Money (Europe) Limited enters administration

    News stories Published: 21/12/2021 Last modified: 21/08/2023
    A special administration order was made by the Court regarding Viola under the Payment and Electronic Money Institution Insolvency Regulations 2021