Search results

Showing 41 to 50 of 244 search results for register business managers and agents.

41. Leadership and conduct

    Speeches Published: 31/03/2014 Last modified: 31/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version.

42. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

43. CashHuntFx (Clone of former PSD Agent)

    Warnings Published: 13/01/2022 Last modified: 13/01/2022
    CashHuntFx (Clone of former PSD Agent) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

44. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

45. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    to provide payment services through agents); the FCA will update the Financial Services Register to reflect that these businesses will no longer be authorised for these activities. ... Businesses may apply to vary at the same time as they apply for

46. RMA-C Client money and assets: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-C Client money and assets.

47. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 24/04/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

48. GLOBALFOREXPRIME

    Warnings Published: 03/01/2024 Last modified: 03/01/2024
    GLOBALFOREXPRIME is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

49. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

50. Wholesale brokers

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.