Search results

Showing 191 to 200 of 533 search results for publish complaints data on their website.

191. IGC Markets

     Warnings Published: 16/12/2021 Last modified: 16/12/2021
     IGC Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

192. Prime Loan

     Warnings Published: 07/05/2019 Last modified: 07/05/2019
     Prime Loan is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

193. AUXI MARKET

     Warnings Published: 13/05/2022 Last modified: 13/05/2022
     AUXI MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

194. World Markets

     Warnings Published: 15/07/2020 Last modified: 15/07/2020
     World Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

195. The FCA publishes Decision Notice for Andrew Tinney, former Barclays Wealth senior director

     Press Releases Published: 14/09/2016 Last modified: 06/03/2017
     The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mr Andrew Tinney, formerly Chief Operating Officer of Barclays Wealth and Investment Management (BWA). This sets out the FCA’s finding that Mr Tinney should

196. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

197. Adviser reporting requirements

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

198. Youcompareinsurance

     Warnings Published: 25/10/2018 Last modified: 25/10/2018
     Youcompareinsurance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

199. Financial promotions data 2022

     Data Published: 03/02/2023 Last modified: 03/02/2023
     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

200. Service standards 2019/20

     Data Published: 24/06/2020 Last modified: 24/06/2020
     The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.