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Showing 161 to 170 of 1488 search results for pensions%20scam.

  1. UK AIFM and NPPR fees

    Tasks for firms Published: 08/06/2016 Last modified: 05/07/2023
    Find out about fees for authorised and registered Alternative Investment Fund Managers (AIFMs), and the National Private Placement Regime (NPPR).

  2. Insistent clients: good and poor practice

    Tasks for regulated firms Published: 24/02/2016 Last modified: 09/02/2023
    Find out more about what the FCA consider to be good and poor practice when advising insistent clients.

  3. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Our work on Defined Benefit Pension Transfers

    News stories Published: 03/10/2017 Last modified: 03/10/2017
    We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

  5. Pensions Scams Leaflet - print version [pdf]

    Published: 17/11/2021
    Leaflet on Pensions Scams - print version.

  6. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  7. Independent Governance Committees

    Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
    Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).

  8. PS23/7: Broadening retail and pensions access to the long-term asset fund [pdf]

    Policy statements Published: 29/06/2023
    This Policy Statement summarises feedback to the consultation on broadening out the distribution of the long-term asset fund (LTAF) to retail investors and pension holders, and describes our proposed response.

  9. Protect yourself from scams

    Consumers Scams Published: 09/08/2017 Last modified: 11/08/2023
    Scams can be sophisticated, but if it sounds too good to be true, it probably is. Find out how to spot the warning signs of investment, pension and other financial scams.

  10. Pension Scams Leaflet Black and White Print [pdf]

    Published: 03/11/2022
    Leaflet on Pensions Scams - print version in Black and white