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Showing 91 to 100 of 16133 search results for our Financial Services Register.

91. Firm notification form (SUP 15)

    Last modified: 02/04/2024
    Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future.

92. Re-use of Public Sector Information Regulations 2015: Charges statement

    Last modified: 01/09/2022
    Once you have requested to re-use or re-produce documents for commercial purposes, the FCA will advise you of any charges that are applicable.

93. Protect yourself from scams

    Consumers Scams Published: 09/08/2017 Last modified: 11/08/2023
    Scams can be sophisticated, but if it sounds too good to be true, it probably is. Find out how to spot the warning signs of investment, pension and other financial scams.

94. Contact us

    Last modified: 08/04/2024
    If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone.

95. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

96. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

97. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

98. FCA Warning List of unauthorised firms

    Consumers Scams Published: 03/04/2016 Last modified: 04/10/2023
    Search the FCA Warning List to find details of unauthorised firms and individuals that aren’t allowed to operate in the UK.

99. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

100. Requests for letters of goodstanding

     Last modified: 14/10/2020
     You can find this information on ourFinancial Services Register. ... Please note that controllers and persons responsible for payment services/e-money are not on the FS Register.