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Showing 21 to 30 of 6115 search results for our Data Bulletin alerts.

21. GC21/2: Primary Market Bulletin No. 35

    Guidance consultations Published: 02/07/2021 Last modified: 10/09/2021
    We are consulting on the following proposed changes to the Knowledge Base.

22. GC19/4: Primary Market Bulletin No. 24

    Guidance consultations Published: 03/10/2019 Last modified: 03/10/2019
    GC19/4: We are consulting on the following changes that we are proposing to make to the Knowledge Base.

23. GC17/8: Primary Market Bulletin No. 18

    Guidance consultations Published: 31/08/2017 Last modified: 03/10/2017
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.

24. GC18/3: Primary Market Bulletin No. 19

    Guidance consultations Published: 11/06/2018 Last modified: 31/07/2018
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.

25. GC19/1: Primary Market Bulletin No. 20

    Guidance consultations Published: 07/02/2019 Last modified: 08/11/2019
    GC19/1: Primary Market Bulletin No. 20

26. GC19/5: Primary Market Bulletin No. 25

    Guidance consultations Published: 27/11/2019 Last modified: 27/11/2019
    We are consulting on a best practice note for government departments, industry regulators and public bodies only on identifying, controlling and disclosing inside information.

27. GC21/1: Primary Market Bulletin No. 34

    Guidance consultations Published: 24/06/2021 Last modified: 10/09/2021
    We are consulting on proposed changes to the Knowledge Base.

28. Overview of the FCA prudential approach

    Speeches Published: 21/05/2015 Last modified: 21/05/2015
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version.

29. Traded life policy investments: alert for financial advisers

    News stories Published: 24/09/2014 Last modified: 25/09/2014
    Firms that recommended to their clients that they invest into the EEA Life Settlements Fund should check that they have followed our 2012 guidance.

30. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

    News stories Published: 28/04/2014 Last modified: 28/04/2014
    Following the initial alert, we carried out further supervisory work, including visiting some firms, to assess whether their business model complied with our requirements. ... The failings outlined in this alert are unacceptable and amount to conduct