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FCA reminds firms to regularly review regulatory permissions
We are reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed. -
Applying to approve financial promotions for unauthorised persons
Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons. -
Capital Alternatives: information for investors
We are continuing our High Court claim for money to be returned to investors in the African Land and Capital Carbon Credits schemes. Find out more about this and what it means for investors. -
The FCA consults on its approach ahead of the UK’s exit from the EU
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period. It also set out its approach to the -
Comparison of banking providers’ fraud controls
This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19. -
MLA A1 and A2: balance sheet FAQs
MLA A1 and A2: balance sheet FAQs -
MLA B1: Profit and loss account FAQs
MLA B1: Profit and loss account FAQs -
How we process approved person applications
Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make.