Search results
Showing 162 to 171 of 196 search results for new public register for checking.
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Check the Financial Services Register
You can check our FS Register to make sure a firm or individual is authorised and has permission for the service it’s offering you. -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
List of employers’ liability insurers
Regulated. YES. www.elto.org.uk. YES. NO. 202578. Trafalgar Insurance Public Limited Company. ... The New India Assurance Company Limited. United Kingdom. Regulated. YES. www.elto.org.uk. -
Maintaining market confidence: an update on Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit -
Shareholding notification and disclosure
There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information. -
Regulators warn public of pension scammer tactics as victims report losing an average of £91,000 in 2017
A new campaign to tackle pension scams launches today as the latest figures reveal that victims of pension scammers lost an average of £91,000 each in 2017. -
Information on investigations opened under the Senior Managers' Regime - June 2022
The FCA provides information on investigations opened under the Senior Managers' Regime. -
Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period
ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation -
Argon Secur / Argon Financial Limited (Clone of FCA authorised firm)
Argon Secur / Argon Financial Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
Ownbrix Client Services Limited/ Ownbrix International Ltd t/a Ownbrix
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself. -
Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector
The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.