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Showing 151 to 160 of 14132 search results for new UK Benchmarks Register.

  1. FCA finds firms still failing to fully manage benchmark risks

    Press Releases Published: 29/07/2015 Last modified: 29/07/2015
    The IOSCO definition of benchmarks (see ‘Benchmark’ in Annex A, p35 for definition). ... Following benchmark cases on LIBOR, Forex and Gold, the UK government passed legislation to regulate benchmark activities in UK.

  2. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Current Start. Your details. Complete. Reason for request. Due diligence for new application. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register..

  3. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  4. Financial Advice Market Review (FAMR)

    Tasks for regulated firms Published: 21/12/2015 Last modified: 15/02/2023
    The Financial Advice Market Review (FAMR) was launched in August 2015. Read more about the work we have undertaken.

  5. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

  6. ATM10

    Warnings Published: 12/03/2024 Last modified: 12/03/2024
    ATM10 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Keeping your firm's details up to date

    Tasks for firms Published: 03/05/2015 Last modified: 01/05/2024
    Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation.

  8. MWT

    Warnings Published: 25/03/2022 Last modified: 25/03/2022
    MWT is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  9. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

  10. OBGFX

    Warnings Published: 16/08/2022 Last modified: 16/08/2022
    OBGFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.